-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjZ3f3C9SDpTGY+B/1C9+0DUWvu6qAyGDJ1z6Xtr9ouG61Ma6j/b2bfpCEcyTCLo 3lNTTgAY+zSARoib3RhuHA== 0001012975-03-000012.txt : 20030116 0001012975-03-000012.hdr.sgml : 20030116 20030116165914 ACCESSION NUMBER: 0001012975-03-000012 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030116 GROUP MEMBERS: JAMES HAGEDORN GROUP MEMBERS: KATHERINE HAGEDORN LITTLEFIELD GROUP MEMBERS: PAUL HAGEDORN GROUP MEMBERS: PETER HAGEDORN GROUP MEMBERS: ROBERT HAGEDORN GROUP MEMBERS: SUSAN HAGEDORN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCOTTS COMPANY CENTRAL INDEX KEY: 0000825542 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 311414921 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43716 FILM NUMBER: 03516682 BUSINESS ADDRESS: STREET 1: 14111 SCOTTSLAWN ROAD CITY: MARYSVILLE STATE: OH ZIP: 43041 BUSINESS PHONE: 6147195500 MAIL ADDRESS: STREET 1: 14111 SCOTTSLAWN ROAD STREET 2: N/A CITY: MARYSVILLE STATE: OH ZIP: 43041 FORMER COMPANY: FORMER CONFORMED NAME: CDS HOLDING CORP DATE OF NAME CHANGE: 19900104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAGEDORN PARTNERSHIPS L P CENTRAL INDEX KEY: 0000945527 IRS NUMBER: 113265232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SCOTTS MIRACLE-GRO PRODUCTS INC STREET 2: 800 PORT WASHINGTON BLVD CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5168836550X151 MAIL ADDRESS: STREET 1: SCOTTS MIRACLE-GRO PRODUCTS INC STREET 2: 800 PORT WASHINGTON BLVD CITY: PORT WASHINGTON STATE: NY ZIP: 11050 SC 13D/A 1 e102834.txt OMB APPROVAL OMB Number: 3235-0145 Expires December 31, 2005 Estimated average burden hours per response ...11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* - -------------------------------------------------------------------------------- (Name of Issuer) The Scotts Company Common Shares, without par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 810 186 106 - -------------------------------------------------------------------------------- (CUSIP Number) Rob McMahon c/o Hagedorn Partnership, L.P. 800 Port Washington Blvd. Port Washington, NJ 08540 with a copy to: Richard L. Goldberg Proskauer Rose LLP 1585 Broadway New York, NY 10036 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 9, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Hagedorn Partnership, L.P. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY: EIN 11-3265232 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X ] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,516,554 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: PN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 2 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Katherine Hagedorn Littlefield I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY: ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X ] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 186,600 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,329,954 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: IN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 3 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSON James Hagedorn I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 226,600 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,289,954 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: IN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 4 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS Paul Hagedorn I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 158,620 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,357,934 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: IN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 5 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS Peter Hagedorn I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 45,320 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,471,234 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: IN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 6 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS Robert Hagedorn I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 111,600 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,404,954 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: IN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 7 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS Susan Hagedorn I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS*: 00 ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 11,516,554 OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 166,600 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 11,349,954 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,516,554 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.9% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON*: IN ________________________________________________________________________________ - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 8 of 10 SCHEDULE 13D CUSIP No. 810 186 106 ------------------------ - ---------------------------------------------- ------------------------ By this Amendment No. 6, Hagedorn Partnership. L.P. (the "Partnership") further amends and supplements the responses to Items 3 and 4 of its Statement on Schedule 13D, as heretofore amended (the "Schedule 13D"), filed with respect to the common shares, without par value (the "Shares"), of The Scotts Company, an Ohio corporation ("Scotts"). Capitalized terms not otherwise defined have the meanings set forth in the Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration The Partnership's exercise of the Warrants was a cashless exercise and no cash was paid for the Shares. The partnership exercised 579,432 Warrants and received 301,697 Shares. Item 4. Purpose of Transaction On January 8 and 9, 2003, the Partnership exercised its rights under the Warrants to purchase Shares through the cashless exercises of the Series B Warrants and received a total of 301,697 Shares. Page 9 of 10 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 16, 2003 HAGEDORN PARTNERSHIP, L.P. By: /s/ Katherine Hagedorn Littlefield ------------------------------------------ Name: Katherine Hagedorn Littlefield Title: Attorney-in-Fact KATHERINE HAGEDORN LITTLEFIELD /s/ Katherine Hagedorn Littlefield --------------------------------------------- JAMES HAGEDORN By: /s/ Katherine Hagedorn Littlefield ------------------------------------------ Name: Katherine Hagedorn Littlefield Title: Attorney-in-Fact PAUL HAGEDORN By: /s/ Katherine Hagedorn Littlefield ------------------------------------------ Name: Katherine Hagedorn Littlefield Title: Attorney-in-Fact PETER HAGEDORN By: /s/ Katherine Hagedorn Littlefield ------------------------------------------ Name: Katherine Hagedorn Littlefield Title: Attorney-in-Fact ROBERT HAGEDORN By: /s/ Katherine Hagedorn Littlefield ------------------------------------------ Name: Katherine Hagedorn Littlefield Title: Attorney-in-Fact SUSAN HAGEDORN By: /s/ Katherine Hagedorn Littlefield ------------------------------------------ Name: Katherine Hagedorn Littlefield Title: Attorney-in-Fact Page 10 of 10 -----END PRIVACY-ENHANCED MESSAGE-----